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Companies with less than million in assets actually don't have to file, but they often do if they want to offer their securities to the public.Other micro-caps may offer publicly traded securities, but are exempt from filing with the SEC.

Generally, this is the market used for the purchase and sale of penny stocks.These exceptions include "Reg A" offerings in which the company is raising less than million in 12 months, or "Reg D" offerings - those raising less than

Generally, this is the market used for the purchase and sale of penny stocks.

These exceptions include "Reg A" offerings in which the company is raising less than $5 million in 12 months, or "Reg D" offerings - those raising less than $1 million in 12 months.

Phony Facts and Tools of the Trade Micro-cap scammers rely on the lack of public, reliable information to spread phony facts. What to Do if You Get Caught in a Scammer's Net Report it! If your broker can't solve the problem, you may want to contact your state's securities regulator or the SEC.

Shares often cost no more than a dollar each, at times reaching just shy of $5 per share.

While the low price can result in big profits, these securities are considered very high risk.

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Generally, this is the market used for the purchase and sale of penny stocks.These exceptions include "Reg A" offerings in which the company is raising less than $5 million in 12 months, or "Reg D" offerings - those raising less than $1 million in 12 months.Phony Facts and Tools of the Trade Micro-cap scammers rely on the lack of public, reliable information to spread phony facts. What to Do if You Get Caught in a Scammer's Net Report it! If your broker can't solve the problem, you may want to contact your state's securities regulator or the SEC.Shares often cost no more than a dollar each, at times reaching just shy of $5 per share.While the low price can result in big profits, these securities are considered very high risk.

million in 12 months.Phony Facts and Tools of the Trade Micro-cap scammers rely on the lack of public, reliable information to spread phony facts. What to Do if You Get Caught in a Scammer's Net Report it! If your broker can't solve the problem, you may want to contact your state's securities regulator or the SEC.Shares often cost no more than a dollar each, at times reaching just shy of per share.While the low price can result in big profits, these securities are considered very high risk.

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